Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edwin P Dejesus | 5700469 | 1 | 08/26/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Craig Eugene Friedrichsen | 2774629 | 4 | 09/09/2021 | Customer Dispute | Withdrawn | $105,000.00 | $0.00 | See FINRA Report |
| Yuemei Sun | 5760775 | 2 | 12/23/2020 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Mario Charles Sclafani | 4374097 | 2 | 11/12/2018 | Customer Dispute | Withdrawn | $125,273.00 | $0.00 | See FINRA Report |
| Bashar F Hakim | 2878558 | 5 | 06/13/2018 | Customer Dispute | Withdrawn | $5,147.61 | $0.00 | See FINRA Report |
| Brandon Dean Valdes | 6562870 | 1 | 03/06/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Arteca | 4550695 | 6 | 02/09/2017 | Customer Dispute | Withdrawn | $95,070.00 | $0.00 | See FINRA Report |
| James Neal Turner | 2068968 | 1 | 01/30/2017 | Customer Dispute | Withdrawn | $75,000.00 | $0.00 | See FINRA Report |
| Daniel Mark Parilo | 2357039 | 5 | 08/14/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Shown Kumar | 5792459 | 1 | 08/04/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |