Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricky Michael Sasso | 2689017 | 2 | 07/12/2024 | Customer Dispute | Denied | $19,745.00 | $0.00 | See FINRA Report |
| Michael Todd Brown | 6332904 | 1 | 06/27/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Goodwin | 6610717 | 1 | 02/20/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Pietsch | 7735342 | 2 | 02/20/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Russell Mark Anderson | 1336279 | 1 | 02/05/2024 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
| Kyle L Baker | 6465092 | 2 | 11/28/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffery Alan Hiestand | 2001098 | 2 | 11/21/2023 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Javodrick Devon Warfield | 6169852 | 1 | 11/10/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Phillip Joseph Batchelder | 1862856 | 3 | 09/28/2023 | Customer Dispute | Denied | $52,471.00 | $0.00 | See FINRA Report |
| Joanna J Wang | 4056171 | 2 | 08/25/2023 | Customer Dispute | Denied | $22,884.80 | $0.00 | See FINRA Report |