Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nancy King Smith | 2347918 | 2 | 05/06/2003 | Customer Dispute | Award / Judgment | $90,000.00 | $5,422.00 | See FINRA Report |
| Daniel Cornell Imming | 2744848 | 1 | 02/04/2002 | Customer Dispute | Award / Judgment | $170,000.00 | $44,000.00 | See FINRA Report |
| Janice Ann Turek-Greene | 1249635 | 1 | 05/07/1996 | Customer Dispute | Award / Judgment | $6,750.00 | $2,760.00 | See FINRA Report |