Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shobhna D Rana | 6056179 | 1 | 01/11/2023 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Kelly Renee Rose | 2165846 | 1 | 12/29/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Davis | 3224197 | 1 | 12/08/2022 | Customer Dispute | Pending | $19,331.00 | $0.00 | See FINRA Report |
| Paul N Lekousis | 2545673 | 1 | 12/07/2022 | Customer Dispute | Pending | $146,269.00 | $0.00 | See FINRA Report |
| Adam Smith | 6578054 | 1 | 10/17/2022 | Customer Dispute | Pending | $6,889.45 | $0.00 | See FINRA Report |
| John Becker | 5928771 | 1 | 09/27/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| David Joshua Radford | 7272317 | 1 | 09/27/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Andre Kapulenui Kaluna | 3213231 | 5 | 09/22/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Steve Brent Sutton | 6419019 | 1 | 07/25/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Parascandola | 2866028 | 1 | 06/17/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |