Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walid Salim | 7718719 | 6 | 07/01/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jahangir Golestan | 1969855 | 4 | 06/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jahangir Golestan | 1969855 | 4 | 06/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jahangir Golestan | 1969855 | 4 | 06/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David Trafican | 5779902 | 1 | 06/04/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Austin Sykora | 6990661 | 5 | 04/15/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason Mitsuda | 6718373 | 1 | 03/08/2024 | Customer Dispute | Pending | $499,000.00 | $0.00 | See FINRA Report |
| Michael E Fogarty | 1736514 | 2 | 02/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Paul Cour | 6065894 | 6 | 02/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Paul Cour | 6065894 | 6 | 02/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |