Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia M Lamparella | 1855251 | 1 | 04/13/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Wayne Andrew Blanchette | 1436509 | 3 | 02/20/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Myra Miller | 5457352 | 1 | 02/07/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gilbert Arthur Gallahar | 6322554 | 1 | 12/24/2019 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Clarissa Iris Holmes | 4867991 | 2 | 10/22/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Alfred Holloway | 5152878 | 1 | 12/12/2018 | Customer Dispute | Closed-No Action | $427,611.00 | $0.00 | See FINRA Report |
| Yakov Moshe Baylis | 5178012 | 1 | 03/21/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kanwar Singh Bedi | 1453810 | 2 | 07/11/2017 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Bryan Nelson Johnson | 2725555 | 2 | 03/31/2017 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Steven Jay Schiavo | 1164805 | 2 | 09/01/2016 | Customer Dispute | Closed-No Action | $1,500.00 | $0.00 | See FINRA Report |