Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Brian Hannel | 4387503 | 2 | 09/01/2011 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Michael Alan Tegland | 5656596 | 2 | 06/07/2001 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Juan Manuel Guerrero | 5309023 | 1 | 02/02/2001 | Civil Bond | $0.00 | $0.00 | See FINRA Report |