Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kyle L Baker | 6465092 | 1 | 06/28/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Thomas J Wood | 6431575 | 1 | 04/22/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Edwin Justin Gooding | 6775062 | 2 | 06/07/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
Daniel Christopher Duren | 1534043 | 2 | 03/04/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jordan Skolnick | 7448350 | 1 | 07/06/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
David John Zauner | 2027403 | 2 | 03/28/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Theodore Capps Rammelkamp | 7301360 | 1 | 03/03/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Adam James Maddox | 6117138 | 1 | 02/13/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jordan Haskell | 7445980 | 1 | 01/14/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Adam Schopp | 7192005 | 2 | 09/09/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |