Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle L Baker | 6465092 | 1 | 06/28/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas J Wood | 6431575 | 1 | 04/22/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Christopher Duren | 1534043 | 2 | 03/04/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jordan Skolnick | 7448350 | 1 | 07/06/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David John Zauner | 2027403 | 2 | 03/28/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Theodore Capps Rammelkamp | 7301360 | 1 | 03/03/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam James Maddox | 6117138 | 1 | 02/13/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jordan Haskell | 7445980 | 1 | 01/14/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam Schopp | 7192005 | 2 | 09/09/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Parker Reeves | 6829753 | 1 | 08/18/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |