Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Charles Mancini | 2774915 | 1 | 09/11/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Michael Condzal | 1890265 | 1 | 08/23/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Angel Lynn Gulizio | 5311672 | 1 | 08/13/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Aibel | 2692818 | 1 | 08/08/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rosanne Rolon Gil | 5635916 | 1 | 08/01/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ethel Dobbyn Boyd | 1747516 | 1 | 04/29/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leonard Alan Feigenbaum | 205579 | 7 | 01/22/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edgar Montenegro | 4768006 | 4 | 12/01/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Bradley Thompson | 1273352 | 1 | 05/23/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul M Miller | 7832765 | 1 | 05/18/2023 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |