Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Scott Hunt | 4842728 | 1 | 12/20/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Michael Poschinger | 6450544 | 1 | 11/02/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Shin | 6834197 | 1 | 07/17/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Gregg Matter | 6665355 | 1 | 12/16/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Patrick Sugrue | 3160699 | 1 | 02/18/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Nicholson | 6287417 | 2 | 10/23/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Gary Richards | 6291317 | 1 | 09/30/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Luis Daniel Negron | 2758900 | 5 | 03/26/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Anthony Pietrykowski | 4762644 | 2 | 02/13/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andre Kapulenui Kaluna | 3213231 | 5 | 02/08/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |