Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Charles Mancini | 2774915 | 1 | 09/11/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Michael Condzal | 1890265 | 1 | 08/23/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Angel Lynn Gulizio | 5311672 | 1 | 08/13/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Aibel | 2692818 | 1 | 08/08/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rosanne Rolon Gil | 5635916 | 1 | 08/01/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ricky Michael Sasso | 2689017 | 2 | 07/12/2024 | Customer Dispute | Denied | $19,745.00 | $0.00 | See FINRA Report |
| Walid Salim | 7718719 | 6 | 07/01/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Todd Brown | 6332904 | 1 | 06/27/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Bonich | 1286227 | 2 | 06/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jahangir Golestan | 1969855 | 4 | 06/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |