Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David John Zauner | 2027403 | 2 | 01/31/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Rae Loring | 2560965 | 5 | 12/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Rae Loring | 2560965 | 5 | 12/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Rae Loring | 2560965 | 5 | 12/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Rae Loring | 2560965 | 5 | 12/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Rae Loring | 2560965 | 5 | 12/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonard Alan Feigenbaum | 205579 | 6 | 07/29/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeannette Giles | 5214174 | 1 | 05/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Evan C Davies | 6219289 | 5 | 05/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gina Danelle Eanes | 5960723 | 1 | 05/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |