Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher John Gardella | 7317361 | 1 | 03/11/2024 | Customer Dispute | Settled | $6,042.57 | $0.00 | See FINRA Report |
| Eric Conrad Forsman | 6952997 | 1 | 12/12/2023 | Customer Dispute | Settled | $11,056.00 | $0.00 | See FINRA Report |
| Dana Steven Pelkey | 4128420 | 1 | 11/27/2023 | Customer Dispute | Settled | $35,415.10 | $0.00 | See FINRA Report |
| Scott Andrew Valentine | 2334877 | 9 | 10/11/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Moravchik | 4427014 | 4 | 06/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Travis E Hudson | 4825700 | 3 | 03/30/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Noele Pace | 7338199 | 1 | 03/20/2023 | Customer Dispute | Settled | $8,165.80 | $0.00 | See FINRA Report |
| Kimberly Ann Pennine | 6887578 | 1 | 02/28/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tyler Nathaniel Tognarine | 7051385 | 1 | 01/27/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Craig Eugene Friedrichsen | 2774629 | 6 | 01/19/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |