Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricky Michael Sasso | 2689017 | 2 | 07/12/2024 | Customer Dispute | Denied | $19,745.00 | $0.00 | See FINRA Report |
| Michael Todd Brown | 6332904 | 1 | 06/27/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher John Gardella | 7317361 | 1 | 03/11/2024 | Customer Dispute | Settled | $6,042.57 | $0.00 | See FINRA Report |
| Jason Mitsuda | 6718373 | 1 | 03/08/2024 | Customer Dispute | Pending | $499,000.00 | $0.00 | See FINRA Report |
| Andrew Goodwin | 6610717 | 1 | 02/20/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Pietsch | 7735342 | 2 | 02/20/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Russell Mark Anderson | 1336279 | 1 | 02/05/2024 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
| Thomas Walter Branchini | 1014863 | 1 | 01/26/2024 | Customer Dispute | Pending | $175,000.00 | $0.00 | See FINRA Report |
| Eric Conrad Forsman | 6952997 | 1 | 12/12/2023 | Customer Dispute | Settled | $11,056.00 | $0.00 | See FINRA Report |
| Kyle L Baker | 6465092 | 2 | 11/28/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |