Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Delano Royce Hill | 245723 | 1 | 07/02/2021 | Customer Dispute | Withdrawn | $250,000.00 | $0.00 | See FINRA Report |
| Michael Vincent Milillo | 4990056 | 3 | 12/17/2015 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| David Richard Pasciak | 735100 | 2 | 08/24/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Michael Marlowe | 2246020 | 2 | 03/27/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert James Ferrari | 2269841 | 1 | 01/29/2009 | Customer Dispute | Withdrawn | $47,000.80 | $0.00 | See FINRA Report |
| Pamela James Ostrander | 2965759 | 3 | 10/06/2008 | Customer Dispute | Withdrawn | $7,780.56 | $0.00 | See FINRA Report |
| Katherine Bartlett Kennedy | 4189155 | 1 | 02/10/2006 | Customer Dispute | Withdrawn | $11,061.50 | $0.00 | See FINRA Report |
| Laurence Vincent Plummer | 1110377 | 13 | 09/24/2003 | Customer Dispute | Withdrawn | $22,080.00 | $0.00 | See FINRA Report |