Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| B. David Goldstein | 1718066 | 9 | 06/18/2024 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| David Howard Weinberg | 2801555 | 1 | 03/07/2024 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Leonard Lee Nelson | 1336235 | 1 | 07/18/2023 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 11/28/2022 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Arthur Payant | 845353 | 5 | 02/21/2022 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Stanley Cash Cunningham | 1832632 | 1 | 01/05/2022 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Delano Royce Hill | 245723 | 1 | 07/02/2021 | Customer Dispute | Withdrawn | $250,000.00 | $0.00 | See FINRA Report |
| Trevor Todd Anderson | 5992849 | 1 | 04/17/2019 | Customer Dispute | Withdrawn | $13,000.00 | $0.00 | See FINRA Report |
| David Arthur Hicks | 733045 | 3 | 10/02/2018 | Customer Dispute | Withdrawn | $63,300.00 | $0.00 | See FINRA Report |
| Gloria Helen Homans | 868164 | 2 | 08/02/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |