Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Russell Lingerfelt | 6873696 | 1 | 07/11/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jody Ryan Vander Weide | 2571083 | 1 | 03/15/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Blake Robert Lynch | 6650717 | 1 | 02/05/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Erick Robert Krosky | 4268615 | 1 | 01/13/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Chou | 5536004 | 2 | 12/16/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Starnes | 7099334 | 1 | 05/25/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alice Brattain Shagley | 3146455 | 3 | 05/13/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Bentley | 6531731 | 2 | 04/12/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Alva Foster | 2771184 | 3 | 04/16/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan J Nason | 6191520 | 1 | 02/19/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |