Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ravin K Walters | 6409772 | 1 | 06/01/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin James Wilkison | 2123148 | 1 | 12/20/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Corrine Renee Clark | 4291732 | 1 | 07/11/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Barbara Jean Hedblom | 1737649 | 2 | 06/27/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gordon Eiji Kagawa | 2696384 | 1 | 03/07/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Eugene Di Lorenzo | 4505415 | 1 | 12/22/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kyle Evan Murphy | 3260596 | 6 | 08/29/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Stephen Lehocky | 2068448 | 2 | 04/14/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Deborah Sue Jackson | 878495 | 2 | 03/30/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Deborah Sue Jackson | 878495 | 2 | 03/30/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |