Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seth Eric Krussman | 5509227 | 2 | 06/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Seth Eric Krussman | 5509227 | 2 | 06/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leonard Aaron Goodman | 735923 | 8 | 06/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Lamont Anderson | 1615820 | 1 | 05/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam Howard Zunino | 1918553 | 1 | 05/08/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Louis Joseph Zaccaro | 2288906 | 1 | 04/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Charles Kwasigroch | 2498782 | 1 | 04/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Sterling Mitchell | 1175704 | 3 | 04/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Alan Zarkowski | 2900755 | 3 | 04/08/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Deborah Sue Jackson | 878495 | 3 | 04/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |