Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leonard Aaron Goodman | 735923 | 5 | 09/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Keston Affinito | 6884218 | 1 | 08/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edith Lynn McCormick | 2697158 | 1 | 06/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Andrew Musumeci | 2580325 | 1 | 12/07/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Mark Vanarnam | 1934647 | 7 | 06/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Jon Rozwodowski | 2639178 | 2 | 05/10/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Campion Stern | 3137402 | 1 | 03/18/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leonard Aaron Goodman | 735923 | 5 | 03/03/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Robert Hodge | 2220910 | 1 | 02/18/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ian Mc Millin Staley | 4177738 | 5 | 02/04/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |