Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| April Marie Wilson | 4515321 | 2 | 09/18/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Betsy Lou Whipple | 2703262 | 7 | 09/17/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Betsy Lou Whipple | 2703262 | 7 | 09/17/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Betsy Lou Whipple | 2703262 | 7 | 09/17/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Brett Thomas Straub | 2118331 | 2 | 08/29/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Lee Alan Rosenblum | 1878178 | 1 | 08/27/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Shawn Alan Manuel | 5874784 | 1 | 08/15/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nancy Ellen Biddle | 2134532 | 4 | 08/08/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Jay Richard Salmon | 2853253 | 2 | 08/07/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Betsy Lou Whipple | 2703262 | 7 | 08/06/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |