Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Michael Vandy | 1016747 | 2 | 10/31/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Chad Eric Kennedy | 2845177 | 1 | 10/31/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Nicholas Charles Donato | 4710998 | 1 | 04/28/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Povinelli | 1326492 | 4 | 03/18/2022 | Customer Dispute | Pending | $275,000.00 | $0.00 | See FINRA Report |
| Ernest Fred Collyer | 2675778 | 1 | 12/31/2021 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Kaffie Danielle Latson | 4211064 | 1 | 01/22/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Carrie Lynn Anton | 4839580 | 1 | 12/22/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew William Crafa | 3114277 | 3 | 01/15/2020 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Matthew William Crafa | 3114277 | 3 | 04/25/2019 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Luiz Henrique Moreira Boscardin | 4096967 | 2 | 06/05/2017 | Customer Dispute | Pending | $160,000.00 | $0.00 | See FINRA Report |