Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| April Marie Wilson | 4515321 | 2 | 09/18/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Betsy Lou Whipple | 2703262 | 7 | 09/17/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Betsy Lou Whipple | 2703262 | 7 | 09/17/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Betsy Lou Whipple | 2703262 | 7 | 09/17/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Brett Thomas Straub | 2118331 | 2 | 08/29/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Nancy Ellen Biddle | 2134532 | 4 | 08/08/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Betsy Lou Whipple | 2703262 | 7 | 08/06/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Ran Regev | 5469190 | 3 | 08/05/2024 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Tinh Trong Vu | 6316398 | 1 | 07/05/2024 | Customer Dispute | Pending | $176,200.00 | $0.00 | See FINRA Report |
| Donald Evan Peabody | 2175218 | 4 | 07/02/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |