Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Fockler | 6322542 | 1 | 04/01/2022 | Customer Dispute | Award / Judgment | $5,000.00 | $10,000.00 | See FINRA Report |
| Eric Lee Johnson | 2721115 | 1 | 01/12/2021 | Customer Dispute | Award / Judgment | $54,568.00 | $0.00 | See FINRA Report |
| Jesse Lunin-Pack | 4448224 | 1 | 12/07/2020 | Customer Dispute | Award / Judgment | $600,000.00 | $0.00 | See FINRA Report |
| Karen Irene Boykin | 4501606 | 3 | 04/02/2020 | Customer Dispute | Award / Judgment | $500,000.00 | $0.00 | See FINRA Report |
| Thomas Peter Schaible | 2079444 | 1 | 10/08/2019 | Customer Dispute | Award / Judgment | $2,566,710.00 | $600,000.00 | See FINRA Report |
| Casey Michael Broach | 4731305 | 2 | 03/09/2018 | Customer Dispute | Award / Judgment | $23,950.00 | $23,950.00 | See FINRA Report |
| Doreen Lea Weber | 1368639 | 3 | 02/17/2018 | Customer Dispute | Award / Judgment | $100,000.00 | $20,000.00 | See FINRA Report |
| Christopher Lee Vazquez | 2682454 | 1 | 01/06/2017 | Customer Dispute | Award / Judgment | $22,823.40 | $0.00 | See FINRA Report |
| Derrigan Corbett Sheedy | 4842385 | 1 | 03/28/2014 | Customer Dispute | Award / Judgment | $14,222.50 | $0.00 | See FINRA Report |
| Kevin Thomas Ryan | 4255125 | 2 | 03/28/2014 | Customer Dispute | Award / Judgment | $14,222.50 | $0.00 | See FINRA Report |