Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Fockler | 6322542 | 1 | 04/01/2022 | Customer Dispute | Award / Judgment | $5,000.00 | $10,000.00 | See FINRA Report |
| Eric Lee Johnson | 2721115 | 1 | 01/12/2021 | Customer Dispute | Award / Judgment | $54,568.00 | $0.00 | See FINRA Report |
| Kevin Thomas Ryan | 4255125 | 2 | 03/28/2014 | Customer Dispute | Award / Judgment | $14,222.50 | $0.00 | See FINRA Report |
| Derrigan Corbett Sheedy | 4842385 | 1 | 03/28/2014 | Customer Dispute | Award / Judgment | $14,222.50 | $0.00 | See FINRA Report |
| Paul Andrew Schmidt | 2703069 | 2 | 03/27/2014 | Customer Dispute | Award / Judgment | $660,000.00 | $0.00 | See FINRA Report |
| Josh Archer | 5660473 | 2 | 10/01/2012 | Customer Dispute | Award / Judgment | $5,000.00 | $150,000.00 | See FINRA Report |
| Eric Wilford Bond | 2979826 | 1 | 02/16/2010 | Customer Dispute | Award / Judgment | $4,720.00 | $4,720.00 | See FINRA Report |
| Michael Edward Camferdam | 1402345 | 28 | 06/02/2009 | Customer Dispute | Award / Judgment | $572,540.00 | $0.00 | See FINRA Report |
| Eric Thomas Glod | 1819840 | 1 | 03/30/2009 | Customer Dispute | Award / Judgment | $0.00 | $802.49 | See FINRA Report |
| Michael Allen Melrose | 2167248 | 7 | 08/30/2005 | Customer Dispute | Award / Judgment | $210,310.00 | $106,500.00 | See FINRA Report |