Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Miles Leigh Ball | 1610124 | 1 | 06/23/1998 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Rose Limoges | 734263 | 3 | 04/16/1996 | Civil | Final | $0.00 | $0.00 | See FINRA Report |