Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Madden | 7111913 | 1 | 05/21/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Dennis Esposito | 1132073 | 1 | 03/27/2024 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Gary Francis Thomas | 1202504 | 2 | 12/26/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Brandon Singer | 5587899 | 1 | 12/21/2023 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Frank Stewart Chan | 2549010 | 1 | 12/18/2023 | Customer Dispute | Settled | $1,521,710.00 | $0.00 | See FINRA Report |
| Tasha Marie Coleman | 4508534 | 1 | 11/29/2023 | Customer Dispute | Settled | $7,914.00 | $0.00 | See FINRA Report |
| Mark Joseph Stanley | 6626725 | 2 | 11/15/2023 | Customer Dispute | Settled | $165,466.00 | $0.00 | See FINRA Report |
| David Kenneth Thiele | 6102260 | 3 | 10/12/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 06/26/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Patrick Tantoco | 5249850 | 2 | 05/19/2023 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |