Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Dale Brierly | 816813 | 1 | 03/07/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David Gregory Meacham | 1045678 | 2 | 11/04/2021 | Customer Dispute | Settled | $137,000.00 | $0.00 | See FINRA Report |
| Michael Gene Callahan | 1564821 | 1 | 10/12/2021 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Mark E Young | 1800687 | 2 | 09/29/2021 | Customer Dispute | Settled | $4,179,860.00 | $0.00 | See FINRA Report |
| Les Leroy Barber | 1256348 | 5 | 06/10/2021 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Samuel Cabot Clark | 2205783 | 6 | 06/10/2021 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Ryan Thomas Fleming | 4378425 | 3 | 04/05/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Cynthia Marcella Bremer | 1326836 | 1 | 03/29/2021 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Ryan Thomas Fleming | 4378425 | 3 | 03/04/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Richard Joseph Davis | 2392995 | 1 | 02/17/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |