Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fredrick John Troendle | 2811870 | 1 | 12/23/2022 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Scott Daniel Sorrell | 4993192 | 1 | 11/11/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Michael Vandy | 1016747 | 2 | 10/31/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Chad Eric Kennedy | 2845177 | 1 | 10/31/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Roger Lewis McDevitt | 5465484 | 1 | 10/14/2022 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Chad Eldridge Bates | 4693677 | 2 | 09/29/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Leonard Aaron Goodman | 735923 | 5 | 09/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Keston Affinito | 6884218 | 1 | 08/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Harris Lawrence Adams | 2872752 | 3 | 07/28/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gregory T. Charlebois | 4837996 | 1 | 07/13/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |