Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fredrick John Troendle | 2811870 | 1 | 12/23/2022 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Scott Daniel Sorrell | 4993192 | 1 | 11/11/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Roger Lewis McDevitt | 5465484 | 1 | 10/14/2022 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Chad Eldridge Bates | 4693677 | 2 | 09/29/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Harris Lawrence Adams | 2872752 | 3 | 07/28/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gregory T. Charlebois | 4837996 | 1 | 07/13/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark Joseph Vamvaketis | 2444211 | 2 | 06/21/2022 | Customer Dispute | Denied | $42,647.90 | $0.00 | See FINRA Report |
| Gary Kendall Liska | 2512188 | 4 | 05/11/2022 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| David John Stuckey | 1372887 | 3 | 05/04/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Bartlett | 2783720 | 1 | 01/07/2022 | Customer Dispute | Denied | $7,228.25 | $0.00 | See FINRA Report |