Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee Alan Rosenblum | 1878178 | 1 | 08/27/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Shawn Alan Manuel | 5874784 | 1 | 08/15/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay Richard Salmon | 2853253 | 2 | 08/07/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Wayne Mattocks | 2193216 | 3 | 08/03/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Donna Sudyn | 1777480 | 4 | 07/08/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alan Duane Douglass | 1619835 | 7 | 07/03/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Lee Evan Southren | 2289660 | 1 | 06/25/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark Joseph Stanley | 6626725 | 2 | 06/17/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rodney Lee Boelter | 3199789 | 4 | 06/13/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Morris Friedman | 807233 | 5 | 04/26/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |