Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Austin Shane Brake | 7517301 | 3 | 05/25/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Austin Shane Brake | 7517301 | 3 | 03/27/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseline B Clua | 4116165 | 2 | 03/20/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseline B Clua | 4116165 | 2 | 01/02/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Austin Shane Brake | 7517301 | 3 | 12/04/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Adrien Brule | 1146079 | 8 | 09/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Judson Allen | 4860214 | 3 | 08/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Magnussen | 3167911 | 1 | 05/11/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jessica Lynn Reiff | 6897600 | 1 | 05/09/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anastasios Politis | 5145929 | 4 | 04/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |