Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Wayne Blankenship | 7161765 | 1 | 02/10/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandon Shay Weisz | 7194567 | 1 | 12/04/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Martinez | 5787568 | 2 | 06/19/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Francis Franzago | 5206647 | 2 | 06/18/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Derek Lloyd Neubauer | 7280223 | 1 | 08/27/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Louis Esposito | 6819406 | 1 | 04/14/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sonja Sifner | 5092561 | 1 | 01/14/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacob Albert Charlwood | 6523390 | 1 | 03/22/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Mason Lavigueure | 7433179 | 2 | 08/09/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leonard Frederick Hirsh | 4216156 | 1 | 01/30/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |