Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew J Paule | 7909652 | 1 | 12/01/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Robert Burbedge | 2740236 | 8 | 08/14/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Antonio Reyna | 2284509 | 1 | 09/24/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| J.Shane Gentry | 2917758 | 3 | 07/08/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Scott Stegman | 2678939 | 1 | 04/25/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Peter Ringelberg | 7233264 | 1 | 03/28/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Wayne Blankenship | 7161765 | 1 | 02/10/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandon Shay Weisz | 7194567 | 1 | 12/04/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dallas Wade Fagen | 7275110 | 1 | 11/28/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Edward Campau | 6921073 | 1 | 08/06/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |