Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
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Robert Hale Rinker | 2783780 | 2 | 11/01/2007 | Customer Dispute | Dismissed | $72,159.20 | $0.00 | See FINRA Report |