Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter John Succoso | 1798811 | 1 | 06/21/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Hatzakos | 4039702 | 1 | 04/22/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Richard Hill | 5476417 | 2 | 03/08/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Alva Foster | 2771184 | 3 | 02/07/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore John Ferrito | 1280585 | 1 | 01/10/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Reid Tegeler | 7443650 | 1 | 12/18/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Michael Shaw | 4513902 | 1 | 12/18/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William John Rolser | 2635236 | 1 | 07/12/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary James Najarian | 1693119 | 2 | 02/15/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Patrick Lehman | 2019289 | 3 | 06/24/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |