| 07-01303 | 04/18/2008 | Claimant(s): Gerlind Schmoll, Ronald Schmoll
Claimant Lawyers(s): Ronald W. Karolyi
Respondent(s): Kenneth Pujdak
Respondent Lawyers(s): Kenneth Pujdak
Arbitrator(s): Lynne T. Albert, Leslie R. Berro, Laura A. Ledford
Hearing Site: Charlotte, NC
|  | $181,888 |
| 07-01705 | 04/18/2008 | Claimant(s): Larry Scallons and Bess Scallons
Claimant Lawyers(s): John M. Gillis
Respondent(s): Stacie Clark, The GMS Group
Respondent Lawyers(s): Jennifer Woods Burke
Arbitrator(s): Charles A. Joplin
Hearing Site: Dallas, TX
| | $0 |
| 07-02163 | 04/17/2008 | Claimant(s): Raymond Stockus
Claimant Lawyers(s): Raymond James Stockus
Respondent(s): National Financial Services LLC, Brookstreet Securities Corporation
Respondent Lawyers(s): Donald S. Davidson, H Thomas Fehn
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
| | |
| 07-03237 | 04/17/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Thomas Huss
Respondent Lawyers(s): Thomas Huss
Arbitrator(s): Mitchell B. Goldberg
Hearing Site: Cleveland, OH
| | $0 |
| 07-00471 | 04/17/2008 | Claimant(s): Tammy Mays and Cindy Mays
Claimant Lawyers(s): Bryan T. Forman
Respondent(s): Brent Lemons
Respondent Lawyers(s): Brent Lemons
Arbitrator(s): Phillip Lee Scheldt, Henry Hermann, Joseph G. Werner
Hearing Site: Dallas, TX
| | $1,318,000 |
| 07-03084 | 04/17/2008 | Claimant(s): Lee Tower
Claimant Lawyers(s): Lee W Tower
Respondent(s): Aldo Lozano, Wachovia Securities, David Altshuler, Mark Panfil
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
| | $213 |
| 07-01821 | 04/16/2008 | Claimant(s): Dawne Ferland
Claimant Lawyers(s): Theresa M. Mohan
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Nancy Anderson Tayborn
Arbitrator(s): Bill Swinford, Christy C. Walker, Debora A. Caley
Hearing Site: Cincinnati, OH
| | |
| 07-03178 | 04/16/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): David Pool
Respondent Lawyers(s): David Pool
Arbitrator(s): Keith E. Mattern
Hearing Site: St. Louis, MO
| | $0 |
| 07-03180 | 04/16/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Joshua Levine
Respondent Lawyers(s): Joshua Levine
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
| | $0 |
| 07-03181 | 04/16/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Alan Levande
Respondent Lawyers(s): Alan Levande
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | $0 |
