08-00898 | 05/20/2008 | Claimant(s): Thomas Collins, Jr. and Heather Collins Claimant Lawyers(s): Walter J. Wiggins Respondent(s): Lawrence Ferrari Respondent Lawyers(s): Lawrence Ferrari Arbitrator(s): David K. Silverberg Hearing Site: Buffalo, NY
| | $200,829 |
07-02583 | 05/20/2008 | Claimant(s): Christopher and Yvonne Spain Claimant Lawyers(s): Yvonne Spain Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Joseph J. Ligi Hearing Site: Dallas, TX
| | $75 |
05-06273 | 05/19/2008 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Ronald P. Kane Respondent(s): James Jackson, Laura Rowley Respondent Lawyers(s): Robert A. Kantas, Ronald P. Kane Arbitrator(s): Daniel R. Schmieder, Dale A. Hearn, Carol Frances Relihan Hearing Site: Houston, TX
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06-03014 | 05/19/2008 | Claimant(s): Berniece M Bonebrake Rev Trust Claimant Lawyers(s): J. L. Spray Respondent(s): Brian Schuster, Wachovia Securities, Rebecca Engle Respondent Lawyers(s): Brian J. Schuster, Martin M. Berliner, Todd Ratner Arbitrator(s): Felix Beard Davidson, Thomas C. Lauritsen, Hollie M. Mason Hearing Site: Omaha, NE
| | $98,709 |
07-02456 | 05/19/2008 | Claimant(s): Barry Blank, Brothers Oil & Gas. Claimant Lawyers(s): Hartley Bernstein Respondent(s): James Rizzo, Sterne, Agee & Leach. Respondent Lawyers(s): Peter J. Tepley Arbitrator(s): Allan D. Breyer, W. Michael Kelley, Thom E. Page Hearing Site: Phoenix, AZ
| | $0 |
05-00505 | 05/16/2008 | Claimant(s): Thomas Powers Claimant Lawyers(s): Peter A. Cantwell Respondent(s): New England Securities, Metropolitan Life Ins. Company, New England Life Insurance Company Respondent Lawyers(s): John A. Berg & Martin Harris Arbitrator(s): James D. Adducci, Michael Steinberg, Richard R. Bicek Hearing Site: Chicago, IL
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05-04546 | 05/16/2008 | Claimant(s): SunAmerica Securities. Claimant Lawyers(s): Barry R. Temkin Respondent(s): Peter Sloan Respondent Lawyers(s): Peter M. Sloan Arbitrator(s): Patrick J. Howley, David J. Pine, Irwin Pronin Hearing Site: Newark, NJ
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06-05187 | 05/16/2008 | Claimant(s): Michael Cain Claimant Lawyers(s): Raymond L. Moss Respondent(s): Wachovia Securities Respondent Lawyers(s): James C. Browning Arbitrator(s): Richard V. McGalliard, Marian Cover Dockery, Alfred Lee Dingler Hearing Site: Atlanta, GA
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05-05915 | 05/16/2008 | Claimant(s): J. Homer and Cynthia A. Daniels Claimant Lawyers(s): Richard A. Lewins Respondent(s): Charles Davis Respondent Lawyers(s): Charles Dwain Davis Arbitrator(s): Alice A. Waters, Joseph J. Ligi, W. Donald Parr Hearing Site: Dallas, TX
| | $134,075 |
05-05634 | 05/15/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Robert Hernandez Respondent Lawyers(s): Jeanette H. Tejada Arbitrator(s): James S. Goddard, Jodi A. Hopkinson, Frank Masi Hearing Site: Newark, NJ
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