| 08-00898 | 05/20/2008 | Claimant(s): Thomas Collins, Jr. and Heather Collins
Claimant Lawyers(s): Walter J. Wiggins
Respondent(s): Lawrence Ferrari
Respondent Lawyers(s): Lawrence Ferrari
Arbitrator(s): David K. Silverberg
Hearing Site: Buffalo, NY
|  | $200,829 |
| 07-02583 | 05/20/2008 | Claimant(s): Christopher and Yvonne Spain
Claimant Lawyers(s): Yvonne Spain
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Joseph J. Ligi
Hearing Site: Dallas, TX
| | $75 |
| 05-06273 | 05/19/2008 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): James Jackson, Laura Rowley
Respondent Lawyers(s): Robert A. Kantas, Ronald P. Kane
Arbitrator(s): Daniel R. Schmieder, Dale A. Hearn, Carol Frances Relihan
Hearing Site: Houston, TX
| | |
| 06-03014 | 05/19/2008 | Claimant(s): Berniece M Bonebrake Rev Trust
Claimant Lawyers(s): J. L. Spray
Respondent(s): Brian Schuster, Wachovia Securities, Rebecca Engle
Respondent Lawyers(s): Brian J. Schuster, Martin M. Berliner, Todd Ratner
Arbitrator(s): Felix Beard Davidson, Thomas C. Lauritsen, Hollie M. Mason
Hearing Site: Omaha, NE
| | $98,709 |
| 07-02456 | 05/19/2008 | Claimant(s): Barry Blank, Brothers Oil & Gas.
Claimant Lawyers(s): Hartley Bernstein
Respondent(s): James Rizzo, Sterne, Agee & Leach.
Respondent Lawyers(s): Peter J. Tepley
Arbitrator(s): Allan D. Breyer, W. Michael Kelley, Thom E. Page
Hearing Site: Phoenix, AZ
| | $0 |
| 05-00505 | 05/16/2008 | Claimant(s): Thomas Powers
Claimant Lawyers(s): Peter A. Cantwell
Respondent(s): New England Securities, Metropolitan Life Ins. Company, New England Life Insurance Company
Respondent Lawyers(s): John A. Berg & Martin Harris
Arbitrator(s): James D. Adducci, Michael Steinberg, Richard R. Bicek
Hearing Site: Chicago, IL
| | |
| 05-04546 | 05/16/2008 | Claimant(s): SunAmerica Securities.
Claimant Lawyers(s): Barry R. Temkin
Respondent(s): Peter Sloan
Respondent Lawyers(s): Peter M. Sloan
Arbitrator(s): Patrick J. Howley, David J. Pine, Irwin Pronin
Hearing Site: Newark, NJ
| | |
| 06-05187 | 05/16/2008 | Claimant(s): Michael Cain
Claimant Lawyers(s): Raymond L. Moss
Respondent(s): Wachovia Securities
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Richard V. McGalliard, Marian Cover Dockery, Alfred Lee Dingler
Hearing Site: Atlanta, GA
| | |
| 05-05915 | 05/16/2008 | Claimant(s): J. Homer and Cynthia A. Daniels
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Charles Davis
Respondent Lawyers(s): Charles Dwain Davis
Arbitrator(s): Alice A. Waters, Joseph J. Ligi, W. Donald Parr
Hearing Site: Dallas, TX
| | $134,075 |
| 05-05634 | 05/15/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Robert Hernandez
Respondent Lawyers(s): Jeanette H. Tejada
Arbitrator(s): James S. Goddard, Jodi A. Hopkinson, Frank Masi
Hearing Site: Newark, NJ
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