| 08-04493 | 11/16/2009 | Claimant(s): Professional Properties Management Inc.
Claimant Lawyers(s): Walter J. Mathews
Respondent(s): Linda Greener, Suntrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Steven N. Ainbinder, S. William Gersten, Scott Manker
Hearing Site: Boca Raton, FL
|  | Stipulated Award and Expungement |
| 09-00572 | 11/16/2009 | Claimant(s): Josephine DesParte
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Brian Kasal, William Blair & Company L.L.C., William Ross
Respondent Lawyers(s): Andrea K. Zollett, Phillip M. Goldberg
Arbitrator(s): John N. Chapin, Joseph FitzSimmons, John T. Keefe
Hearing Site: Chicago, IL
| | $1,117,860 |
| 08-05006 | 11/16/2009 | Claimant(s): Ishmaila Loum
Claimant Lawyers(s): Ishmaila Loum
Respondent(s): Zecco Trading.
Respondent Lawyers(s): Esther K. Yeu
Arbitrator(s): Thomas B. Phillips, Michael D. Fitzgerald, Donald H. Loudon
Hearing Site: Kansas City, MO
| | $0 |
| 09-00234 | 11/16/2009 | Claimant(s): Ishmaila Loum
Claimant Lawyers(s): Ishmaila Loum
Respondent(s): Zecco Trading.
Respondent Lawyers(s): Michael Lynn Feser, Pres
Arbitrator(s):
Hearing Site: Kansas City, MO
| | $0 |
| 09-02804 | 11/13/2009 | Claimant(s): Max International Broker/Dealer Corp.
Claimant Lawyers(s): David Isolano
Respondent(s): David Mahood
Respondent Lawyers(s): David Jonathan Mahood
Arbitrator(s): Saul Scheier
Hearing Site: New York, NY
| | |
| 09-03738 | 11/13/2009 | Claimant(s): Edward Schiavi
Claimant Lawyers(s): Christopher M. Moody
Respondent(s): Southwest Securities.
Respondent Lawyers(s): Eric R. Hail
Arbitrator(s): Richard R. Edmister
Hearing Site: Albuquerque, NM
| | |
| 08-02787 | 11/13/2009 | Claimant(s): Jose Delgado, Rolling Shield Parts.
Claimant Lawyers(s): Jezabel Llorente
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Bernard (Bob) L. Loring, Elena G. Rodriguez, Kevin A. Llinas
Hearing Site: Miami, FL
| | $415,481 |
| 09-00503 | 11/13/2009 | Claimant(s): Andrew Krynik
Claimant Lawyers(s): David C. Gunn
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Edward J. Lynch
Hearing Site: Dallas, TX
| | $18,039 |
| 09-01321 | 11/13/2009 | Claimant(s): Robert Benward, Robert S. Benward Roth/IRA
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Rebecca L. Burnaugh
Arbitrator(s): Bernard A. Friedman
Hearing Site: New York, NY
| | $10,114 |
| 09-02500 | 11/13/2009 | Claimant(s): Elizabeth Dankman
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Ellyn Mccolgan, Norman Malo, National Financial Services LLC, Brookstreet Securities Corporation
Respondent Lawyers(s): Alex Sabo, H. Thomas Fehn, Michael G. Shannon, Tracy L. Gerber
Arbitrator(s): Alexander I. Heckman, Peter A. Cartwright, Harold S. Stern
Hearing Site: Boca Raton, FL
| | Expungement |
