| 08-02430 | 11/25/2009 | Claimant(s): Richard Jordan
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Michael R. Robinson
Arbitrator(s): Arthur W. Pigott, James Francis Donovan, Alun Hywel Jones
Hearing Site: Birmingham, AL
|  | $0 |
| 08-03150 | 11/25/2009 | Claimant(s): Steven Cohen and Marsha Cohen
Claimant Lawyers(s): Adam J. Gana
Respondent(s): James Kelsoe, Jr., Morgan Keegan & Company.
Respondent Lawyers(s): Nancy H. Baughan, Patrice R. Walker
Arbitrator(s): Vernon Barnum, Louis M. Parker, Richard W. Pendleton
Hearing Site: Las Vegas, NV
| | $0 |
| 08-03608 | 11/25/2009 | Claimant(s): Cheryl Radey, Frank Radey, Patricia Radley
Claimant Lawyers(s): Frank H. Radey
Respondent(s): J. B. Hanauer & Co.
Respondent Lawyers(s): Joseph Keenan
Arbitrator(s): Jim Geiger, Dale A. Pope, Mary L. Sims
Hearing Site: Philadelphia, PA
| | $0 |
| 09-01546 | 11/24/2009 | Claimant(s): Lincoln Investment Planning.
Claimant Lawyers(s): Joshua S. Ganz
Respondent(s): Linda Bailey
Respondent Lawyers(s): Linda Joan Bailey
Arbitrator(s): Jerry P. DeNigris
Hearing Site: Newark, NJ
| | |
| 09-04235 | 11/24/2009 | Claimant(s): Damon Dozier
Claimant Lawyers(s): John Caldwell
Respondent(s): Mark Rhynes
Respondent Lawyers(s): Mark Herman Rhynes
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
| | |
| 06-01762 | 11/24/2009 | Claimant(s): Dan Wittman
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Michael L. Lyons, Robert J. Beck, Robert W. Dempsey
Hearing Site: St. Louis, MO
| | $75,300 |
| 08-02498 | 11/24/2009 | Claimant(s): Waretown Properties
Claimant Lawyers(s): Solomon N Klein
Respondent(s): Arbraham Frankl, Clayton Rimmer, E*Trade Securities LLC, Highgate Properties LLC
Respondent Lawyers(s): Abraham Frankl, John Bersin, Solomon N. Klein
Arbitrator(s): Donald Ferguson, Joseph D. Cosgrove, Alvin Green
Hearing Site: New York, NY
| | $94,580 |
| 08-03874 | 11/24/2009 | Claimant(s): Arlan Coulter
Claimant Lawyers(s): Richard D. Brady
Respondent(s): Daniel Wiersma, Edward Grogan, Commonwealth Equity Services.
Respondent Lawyers(s): Charles A. Lyman
Arbitrator(s): Michael W. Reinhardt, John M. Casey, Michael R.E. Sanders
Hearing Site: Seattle, WA
| | $84,972 |
| 09-00767 | 11/24/2009 | Claimant(s): Anthony Peterman
Claimant Lawyers(s): Anthony Peterman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Steve R. Neuman
Hearing Site: Houston, TX
| | $9,997 |
| 09-01020 | 11/24/2009 | Claimant(s): John Stahl
Claimant Lawyers(s): John K Stahl
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): James H. Bowersox
Hearing Site: San Diego, CA
| | $213 |
