| 11-03090 | 05/03/2012 | Claimant(s): Bull & Bear Brokerage Services., Bull & Bear Capital Advisors
Claimant Lawyers(s): Alan M. Wolper
Respondent(s): Robert Liggero
Respondent Lawyers(s): Nicholas V. Pulignano
Arbitrator(s): Michael R. Alford, Pamela Jeanne Rush, Mitchel Weiss
Hearing Site: Jacksonville, FL
| | |
| 10-03083 | 10/11/2011 | Claimant(s): Joan Schultz
Claimant Lawyers(s): Allan P. Whitehead
Respondent(s): Daniel Deighan, Boogie Investment Group., Deighan Financial Advisors.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Harvey Alan Blicksilver, Floyd Edward Roberts, Irwin Baron
Hearing Site: Orlando, FL
|  | $179,514 |
| 10-01803 | 06/08/2011 | Claimant(s): Scott Olson
Claimant Lawyers(s): Alan M. Wolper
Respondent(s): World Equity Group.
Respondent Lawyers(s): Albert S. Watkins
Arbitrator(s): John N. Chapin, David J. Langseth, Jeffrey S. Fannon
Hearing Site: Chicago, IL
| | |
| 09-05922 | 12/06/2010 | Claimant(s): Alicia Cofresi-Vila
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Miguel Suau, Popular Securities.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Steven Gerard Goerke, Jonathan H. Parker, Jaime J. Aponte-Parsi
Hearing Site: San Juan, PR
| | $0 |
| 09-02355 | 07/30/2010 | Claimant(s): Arnold Lucius, Lisa Lucius
Claimant Lawyers(s): Willliam B. L. Little
Respondent(s): Denise Buchanan, James Hirst, Richard Murray
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Alan L. Berger
Hearing Site: Raleigh, NC
| | $0 |
| 08-02787 | 11/13/2009 | Claimant(s): Jose Delgado, Rolling Shield Parts.
Claimant Lawyers(s): Jezabel Llorente
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Bernard (Bob) L. Loring, Elena G. Rodriguez, Kevin A. Llinas
Hearing Site: Miami, FL
| | $415,481 |
| 08-02687 | 10/22/2009 | Claimant(s): Allegiant Securities L.L.C.
Claimant Lawyers(s): Alan M. Wolper
Respondent(s): Ira Weinstein
Respondent Lawyers(s): Brian D. Buckstein
Arbitrator(s): Arthur J. Leibell, Craig Edward Stein, Andrew David Kahng
Hearing Site: Miami, FL
| | |
| 07-03560 | 07/30/2009 | Claimant(s): Joseph E. Shamy & Greta R. Shamy, JTWROS
Claimant Lawyers(s): Daniel Shamy
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): John C. Newsom, Harvey Alan Blicksilver, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | $0 |
| 07-01816 | 05/21/2008 | Claimant(s): Charles R. Cariello and Marie Cariello
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Carlos Otalvaro, Christopher Jolly, Frank Donnauro, Marco Gulino, Wallstreet Electronica.
Respondent Lawyers(s): Alan M. Wolper, Christopher Jolly, Frank Donnauro, Marco Gulino
Arbitrator(s): Linda Ashley, Joan Marie Chiusano, Myrna E. DeJesus
Hearing Site: New York, NY
| | $0 |
