| 09-02227 | 12/02/2009 | Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Christopher G. Massey
Respondent(s): Martin Feinberg
Respondent Lawyers(s): Martin Feinberg
Arbitrator(s): David E. Robbins
Hearing Site: New York, NY
|  | $0 |
| 09-03304 | 12/02/2009 | Claimant(s): Michael & Nancy DeSimone
Claimant Lawyers(s): Michael G. DeSimone
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Arnold Wagner
Hearing Site: New York, NY
| | $75 |
| 09-03307 | 12/01/2009 | Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Christopher Massey
Respondent(s): Darryl Wise
Respondent Lawyers(s): Darryl C. Wise
Arbitrator(s): Paul K. Barenholtz
Hearing Site: New York, NY
| | |
| 09-01805 | 11/30/2009 | Claimant(s): Merlin Securities
Claimant Lawyers(s): Jonathan W. Hughes
Respondent(s): Traunche Global Micro Fund
Respondent Lawyers(s): Evan A. Vaughan
Arbitrator(s): Eva H. Posman, Eric S. Hutner, Mary Ellen Burns
Hearing Site: New York, NY
| | $0 |
| 08-02498 | 11/24/2009 | Claimant(s): Waretown Properties
Claimant Lawyers(s): Solomon N Klein
Respondent(s): Arbraham Frankl, Clayton Rimmer, E*Trade Securities LLC, Highgate Properties LLC
Respondent Lawyers(s): Abraham Frankl, John Bersin, Solomon N. Klein
Arbitrator(s): Donald Ferguson, Joseph D. Cosgrove, Alvin Green
Hearing Site: New York, NY
| | $94,580 |
| 09-03005 | 11/19/2009 | Claimant(s): Michael Dortheimer
Claimant Lawyers(s): Michael Dortheimer
Respondent(s): James Conlin, Kabrik Trading LLC
Respondent Lawyers(s): Andrew J. Goodman
Arbitrator(s): Gary W. Sherbell
Hearing Site: New York, NY
| | |
| 09-01491 | 11/18/2009 | Claimant(s): Michelle Bensimon
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Rebecca L. Burnaugh
Arbitrator(s): Kenneth M. Felder
Hearing Site: New York, NY
| | $213 |
| 09-02804 | 11/13/2009 | Claimant(s): Max International Broker/Dealer Corp.
Claimant Lawyers(s): David Isolano
Respondent(s): David Mahood
Respondent Lawyers(s): David Jonathan Mahood
Arbitrator(s): Saul Scheier
Hearing Site: New York, NY
| | |
| 09-01321 | 11/13/2009 | Claimant(s): Robert Benward, Robert S. Benward Roth/IRA
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Rebecca L. Burnaugh
Arbitrator(s): Bernard A. Friedman
Hearing Site: New York, NY
| | $10,114 |
| 08-00477 | 11/12/2009 | Claimant(s): Regal Securities.
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Irving Martinez, Jaime Rodriguez
Respondent Lawyers(s): Irving A. Martinez, Jaime Rodriguez
Arbitrator(s): Edward Buscemi
Hearing Site: New York, NY
| | |
