23-03042 | 03/01/2024 | Claimant(s): Michael Dawson Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX
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23-02777 | 02/29/2024 | Claimant(s): Daryl Allen Claimant Lawyers(s): Randi Perry Spallina Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX
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23-01723 | 09/11/2023 | Claimant(s): Adam Epstein Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Kent L. Benziger Hearing Site: New York, NY
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22-01560 | 02/14/2023 | Claimant(s): David Hirsch Claimant Lawyers(s): Heather B. Middleton Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): James J. Stamos Hearing Site: Chicago, IL
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19-03072 | 12/06/2022 | Claimant(s): Kanwaljit (Ken) Bakshi Claimant Lawyers(s): Edward H. Glenn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Leslie L. Cooney, Edward R. Niederriter, Robert G. Falbisaner Hearing Site: Boca Raton, FL
| | Expungement |
22-00327 | 10/18/2022 | Claimant(s): Scott Rosenberg Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Gerry E. Feinberg, Mary P. Bass, Kathleen Cawley Hearing Site: New York, NY
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22-00365 | 08/10/2022 | Claimant(s): Alexander Ladage Claimant Lawyers(s): Melissa J. Gworek Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert C. Rice Hearing Site: Houston, TX
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20-01323 | 11/09/2021 | Claimant(s): Carl Amon Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Jeffrey M. Allen, Jon Richard Catten, Leon Werner Crockett Hearing Site: Salt Lake City, UT
| | $0 |
19-03726 | 07/16/2021 | Claimant(s): Cynthia Lambert Claimant Lawyers(s): Cynthia Lambert Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Martin Samuel Altimore, Brian James Tagtmeier, Bartlett Michael Sheinberg Hearing Site: Houston, TX
| | $0 |
20-00767 | 03/15/2021 | Claimant(s): Matthew Sotland Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Kevin R. Zehe Hearing Site: Buffalo, NY
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