FINRA Awards for National Securities Corporation

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-20 out of 149 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-00708	01/29/2024	Claimant(s): John Burnham Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Leona Beane, David John Reilly, Lauren Mintzer Hearing Site: New York, NY
23-00520	01/25/2024	Claimant(s): Keith Medeck Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Karen Isabel Bedrosian - Richardson, Jonathan Cooper, Louis Arnold Russo Hearing Site: New York, NY
23-00549	01/25/2024	Claimant(s): Ray Anthony San Pedro Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Veera V. Konka, Annamaria Boccia Smith, Lisa Lograno Hearing Site: New York, NY
23-00610	01/11/2024	Claimant(s): Keith Medeck Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Jill Pilgrim, Linda J. Baer, Stefanie Stannard Hearing Site: New York, NY
23-00424	12/18/2023	Claimant(s): Michael O'Neill Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Howard L. Haykin, Karen Isabel Bedrosian - Richardson, Eric Goldman Hearing Site: New York, NY
23-00385	12/15/2023	Claimant(s): Eric Rapczyk Claimant Lawyers(s): Seth N. Bursky Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): David John Reilly, Thomas M. Madden, Michael Dustin Chase Hearing Site: New York, NY
23-00490	11/13/2023	Claimant(s): Kunal Arora Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Linda R. Alpert, Lynne M. Reid-McQueen, Ellyn S. Roth Hearing Site: New York, NY
23-01077	11/10/2023	Claimant(s): Joon Rhee Claimant Lawyers(s): Robert M. Bursky Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Joan Maxine Secofsky, Jill Pilgrim, Jill I. Gross Hearing Site: New York, NY
23-00547	11/06/2023	Claimant(s): Ray Anthony San Pedro Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Denise L. Quarles, Michele S. Riley, Joanne Sari Feld Hearing Site: New York, NY
23-00406	10/19/2023	Claimant(s): Christopher Ortiz Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Leona Beane, Gerald M. Levine, Matthew Anthony Tenteromano Hearing Site: New York, NY