13-02409 | 03/01/2016 | Claimant(s): Teresa Wiles Claimant Lawyers(s): Richard B Fosher Respondent(s): Questar Capital Corporation Respondent Lawyers(s): Jeffrey D. Hedlund Arbitrator(s): Bill Swinford, Stuart D. Summers, Michael E. Martin Hearing Site: Louisville, KY
| | $134,530 |
14-00178 | 06/04/2015 | Claimant(s): Mary Meyers Claimant Lawyers(s): Mary Meyers Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Stuart D. Summers Hearing Site: Columbus, OH
| | $1,740 |
14-01083 | 05/21/2015 | Claimant(s): Ray Long, Sharon Long Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Raymond James Financial Services., Edward Jones Respondent Lawyers(s): Justin Joseph D'Elia, Kelli Hartsook Arbitrator(s): Stuart D. Summers, Tim V. Young, William Peter Kealey Hearing Site: Indianapolis, IN
| | Expungement |
13-03305 | 01/21/2015 | Claimant(s): Jeffrey Webb Claimant Lawyers(s): Lindsay Hurni Lepley Respondent(s): Deborah Romary, Harbor Financial Services, Romary Financial Services. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Stuart D. Summers, Lawrence W. Arness, Sherrill Wm Colvin Hearing Site: Indianapolis, IN
| | $124,288 |
13-03439 | 06/02/2014 | Claimant(s): Patrick Cottrell Claimant Lawyers(s): T. John Kirk Respondent(s): Pruco Securities. Respondent Lawyers(s): Brian H. Oates Arbitrator(s): Stuart D. Summers Hearing Site: Indianapolis, IN
| | $17,942 |
12-01997 | 10/07/2013 | Claimant(s): Matthew Plymell Claimant Lawyers(s): Mary E. Hodges Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Gardiner B. Davis Arbitrator(s): Leah A. Murray, Stuart D. Summers, David Brian Cohen Hearing Site: St. Louis, MO
| | |
10-05708 | 04/20/2012 | Claimant(s): David Fox Claimant Lawyers(s): Brian G. Issacson Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): G. Wayne Hillis Arbitrator(s): Stuart D. Summers, Todd L. Barlow, Stephen L. Flint Hearing Site: Indianapolis, IN
| | $375 |
10-04477 | 01/11/2012 | Claimant(s): Reuben Lengacher, Rose Lengacher Claimant Lawyers(s): G. Martin Cole Respondent(s): Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Stuart D. Summers, John W. Guy, F. Wesley Bowers Hearing Site: Indianapolis, IN
| | Expungement |
09-02537 | 05/11/2010 | Claimant(s): Phillip Wells Claimant Lawyers(s): Phillip A. Wells Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John O. Murphy Arbitrator(s): Stuart D. Summers Hearing Site: Louisville, KY
| | $1,956 |
08-01533 | 09/25/2009 | Claimant(s): Solaris Opportunity, L.P. Claimant Lawyers(s): James E. Judge Respondent(s): Phlip Pendergraft, Penson Financial Services. Respondent Lawyers(s): Thomas W. Craddock Arbitrator(s): Stuart D. Summers, Philip J. Glick, Ralph O. Bolt Hearing Site: Chicago, IL
| | $200,000 |