| 09-06862 | 07/14/2011 | Claimant(s): Karen Wyman
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Walter C. Parrish, Edward W. Morris, Richard C. Antonelli
Hearing Site: Newark, NJ
|  | Stipulated Award and Expungement |
| 09-01854 | 10/21/2010 | Claimant(s): Abraham Assil
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Barbara M. Zak, James R. Duncan, Richard J. Stall
Hearing Site: Los Angeles, CA
| | $0 |
| 09-01481 | 06/10/2010 | Claimant(s): C. Albert Parente and Julia Parente
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Steven G. Leventhal
Arbitrator(s): Pamela H. Roderick, William P. Laino, Judith C. Greene
Hearing Site: New York, NY
| | $0 |
| 08-04152 | 11/20/2009 | Claimant(s): Patricia Flanagan
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Richard L. Martens
Arbitrator(s): Patricia Ann Tracey, Thomas Lee Eubanks, John G. Shamp
Hearing Site: Columbia, SC
| | $185,000 |
| 08-03716 | 09/30/2009 | Claimant(s): Joseph Billera, JOGLO Associates
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David C. Franceski
Arbitrator(s): Monroe Mitchel, Will Murphy, Herbert Branitsky
Hearing Site: Boca Raton, FL
| | $250,000 |
| 08-00380 | 06/17/2009 | Claimant(s): Carol Segal, Fredda Levitt, William Siegel
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): John Devaney, Merrill Lynch Pierce Fenner & Smith Inc., United Capital Markets.
Respondent Lawyers(s): Jason S. Haselkorn, Kim Kane
Arbitrator(s): Bernard (Bob) L. Loring, Norman L. Weiss, Lawrence S. Silver
Hearing Site: Miami, FL
| | Stipulated Award and Expungement |
| 06-05015 | 11/09/2007 | Claimant(s): Torsten Scholl, DEQ GMBH & Co. Venture KG
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): J.P. Morgan Securities., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joseph S. Simms, Timothy P. Burke
Arbitrator(s): Frank Muller, John E. Hansen, Court O. Anderson
Hearing Site: New York, NY
| | $0 |
