| 18-03368 | 06/24/2019 | Claimant(s): David Petty
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Debra Black Leo
Hearing Site: Birmingham, AL
| | |
| 18-02195 | 06/14/2019 | Claimant(s): David Strickland
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Lewis Vastine Stabler, Samuel Appel, Debra Black Leo
Hearing Site: Birmingham, AL
|  | $153,068 |
| 17-02626 | 05/15/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Victor L. Hayslip
Respondent(s): Wells Fargo Advisors, John Hand
Respondent Lawyers(s): Charles M. Thompson, Victor L. Hayslip
Arbitrator(s): Mark A. Myers, Philip Michael Moran, Matthew Reid Krell
Hearing Site: Birmingham, AL
| | |
| 18-02624 | 04/19/2019 | Claimant(s): John Davis
Claimant Lawyers(s): John H. Davis
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): James C. Hoover
Hearing Site: Birmingham, AL
| | $0 |
| 18-03475 | 04/04/2019 | Claimant(s): Brockway Jones
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL
| | |
| 18-02633 | 02/25/2019 | Claimant(s): Gregory Powell
Claimant Lawyers(s): Joshua D. Jones
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): J. Maxwell Williams
Hearing Site: Birmingham, AL
| | |
| 18-02813 | 02/20/2019 | Claimant(s): Dean Paugh
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL
| | |
| 18-01799 | 01/15/2019 | Claimant(s): Jay Higgenbotham
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Frances Johnson Wright
Hearing Site: Birmingham, AL
| | |
| 18-02867 | 01/15/2019 | Claimant(s): James Salem
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Earle J. Schwarz
Hearing Site: Birmingham, AL
| | |
| 16-00910 | 01/03/2019 | Claimant(s): Valic Financial Advisors., Variable Annuity Life Insurance Company
Claimant Lawyers(s): Matthew I. Pendfield
Respondent(s): Brett Laferrera, Jessica Laferrera
Respondent Lawyers(s): Jessica Laferrera
Arbitrator(s): Steven P. Gregory, Roslyn Barbee, Cynthianther May
Hearing Site: Birmingham, AL
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