| 08-04613 | 11/19/2009 | Claimant(s): Clifford N. Wade and Margarita D. Wade
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John W. Mitchell
Arbitrator(s): James R. Augustine, R. Phillip Reed, Stuart W. Smith
Hearing Site: Birmingham, AL
|  | $370,000 |
| 08-03654 | 10/27/2009 | Claimant(s): Billy and Sharon Powell, Robert and Helen Perkins
Claimant Lawyers(s): Brian N. Smiley, Peter J. Mougey
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Donald N. Cohen
Arbitrator(s): Arthur W. Pigott, Mark A. Myers, James Francis Donovan
Hearing Site: Birmingham, AL
| | $222,053 |
| 09-01414 | 10/27/2009 | Claimant(s): Gayle Speights, Ray Speights
Claimant Lawyers(s): Cassidy L. Anderson
Respondent(s): UBS Financial Services Inc., Robert Johnston
Respondent Lawyers(s): Alise Johnson
Arbitrator(s): Lawrence M. Oberdank
Hearing Site: Birmingham, AL
| | $213 |
| 08-01677 | 09/16/2009 | Claimant(s): Janice Ware, Louis Kelley, Shirley Jones, Lorraine Higgins Estate, Marnita M. Crow and Jan C. Scruggs, Paul and Shirley Vanderburg, Ronald B. and Katharine H. Killary
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): David L. Walby, Ronald Griffith Wilkins, John G. Manley
Hearing Site: Birmingham, AL
| | $148,050 |
| 08-03949 | 08/26/2009 | Claimant(s): John Holloway
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Meredith M. Thompson
Arbitrator(s): Lawrence M. Oberdank, Mark J. Happe, Robert N. Kohn
Hearing Site: Birmingham, AL
| | $0 |
| 08-02640 | 08/10/2009 | Claimant(s): Virginia G. Stevens & Ben R. Stevens
Claimant Lawyers(s): James C. Alison
Respondent(s): Gerald Hester, Colonial Brokerage.
Respondent Lawyers(s): Larry B. Childs
Arbitrator(s): Steven P. Gregory, Randy J. Johnston, Debra Black Leo
Hearing Site: Birmingham, AL
| | $0 |
| 08-00925 | 06/22/2009 | Claimant(s): United Prison Ministries
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Lita S Menkin, Stephen Edward Cundiff, Constance K. Barron
Hearing Site: Birmingham, AL
| | $220,000 |
| 08-00926 | 06/10/2009 | Claimant(s): Richard and Carolyn Bland
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Lawrence M. Oberdank, Royce Alan Burns, John F. O'Neill
Hearing Site: Birmingham, AL
| | $21,801 |
| 08-00336 | 05/08/2009 | Claimant(s): Edward King, Roderick King
Claimant Lawyers(s): David Neuman
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): M. Bruce Adelberg, Lita S Menkin, James Edward Seale
Hearing Site: Birmingham, AL
| | $620,507 |
| 08-03124 | 05/08/2009 | Claimant(s): Christina Moore Howton for Josie Perkins
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Donald F. Winningham
Arbitrator(s): Helen E. Huyler
Hearing Site: Birmingham, AL
| | $213 |
