| 10-05193 | 10/12/2011 | Claimant(s): Ronald Altman
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): David Benedict, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Susan C. Lushing
Hearing Site: New York, NY
|  | $6,494 |
| 10-00781 | 09/13/2011 | Claimant(s): Alice Youngblood
Claimant Lawyers(s): Scott Ellis
Respondent(s): Patrick Hynes, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Paul M. Tyrrell
Arbitrator(s): Jonathan Burke Rada, Michael S. Wilk, Michael L. Landrum
Hearing Site: Houston, TX
| | Expungement |
| 10-01450 | 08/01/2011 | Claimant(s): Judith Malone
Claimant Lawyers(s): Russ E. Boltz
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Chester L. Firestein, Robert A. Lombardi, Robert Weston Armstrong
Hearing Site: Los Angeles, CA
| | $49,976 |
| 11-00380 | 07/21/2011 | Claimant(s): Dale Gibbons
Claimant Lawyers(s): Dale Gibbons
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Meredith A. Faro
Arbitrator(s): Katherine M. Harmeyer
Hearing Site: Phoenix, AZ
| | $88 |
| 09-07185 | 07/07/2011 | Claimant(s): Paul Oshideri
Claimant Lawyers(s): Paul Oshideri
Respondent(s): Frank Sanchez, Lawrence Goodkind, Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Philip W. Burge, James H. Frank, Ralph B. Perry
Hearing Site: Los Angeles, CA
| | $0 |
| 10-05699 | 07/06/2011 | Claimant(s): Dynamis.
Claimant Lawyers(s): Thomas Terwilliger
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Arthur F. Brueggeman
Hearing Site: Los Angeles, CA
| | $38 |
| 09-03793 | 06/30/2011 | Claimant(s): Julia A. Keenan, IRA, Stephen R. Keenan
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jerome M Shafer, Ira M. Ross, Howard Weitz
Hearing Site: New York, NY
| | Expungement |
| 09-06348 | 06/30/2011 | Claimant(s): Joseph and Fionnvala Stockton JTWROS
Claimant Lawyers(s): Kerry L. McGill
Respondent(s): Fidelity Brokerage Services LLC, Thomas Scarbrough
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Michael E. Rohde
Hearing Site: Dallas, TX
| | Stipulated Award and Expungement |
| 08-04914 | 06/22/2011 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Laurence K. Richmond
Respondent(s): James Miller
Respondent Lawyers(s): Lisa Boynton
Arbitrator(s): Robert W. Edler
Hearing Site: Chicago, IL
| | Stipulated Award |
| 10-01473 | 04/27/2011 | Claimant(s): Adeyinka Adedeji
Claimant Lawyers(s): Adeyinka Adedeji
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Aimee E. Bierman
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY
| | $0 |
