| 19-01017 | 10/11/2019 | Claimant(s): Steven Keats
Claimant Lawyers(s): Steven L. Keats
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Harvey Barrison
Hearing Site: New York, NY
|  | $0 |
| 19-00381 | 09/06/2019 | Claimant(s): Jeff Menning
Claimant Lawyers(s): Frances Menzer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Herbert Liberman
Hearing Site: San Diego, CA
| | |
| 18-01881 | 07/30/2019 | Claimant(s): Kim Ngo
Claimant Lawyers(s): Marc Schifanelli
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Lisa M. Bertain
Arbitrator(s): Peter J Cohen, George Herman Frisch, Stephen Laughlin Eddy
Hearing Site: Los Angeles, CA
| | |
| 18-02706 | 06/27/2019 | Claimant(s): John Rutkowski
Claimant Lawyers(s): John Anthony Rutkowski
Respondent(s): Byron Teunisen, Katelyn Malloy, Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
| | $0 |
| 18-02161 | 06/05/2019 | Claimant(s): Peter Calderon
Claimant Lawyers(s): Peter J. Calderon
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Newark, NJ
| | $0 |
| 19-00143 | 05/28/2019 | Claimant(s): Kenneth Volk
Claimant Lawyers(s): Mark Kowalsky
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin B. Sinclair
Arbitrator(s): Stephen D Kursman
Hearing Site: Detroit, MI
| | $15,300 |
| 18-04005 | 05/08/2019 | Claimant(s): Radha Govindrajan
Claimant Lawyers(s): Radha Govindrajan
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Meredith A. Faro
Arbitrator(s): Linda J. Baer
Hearing Site: Boston, MA
| | $0 |
| 17-01859 | 05/01/2019 | Claimant(s): Medhat Yacoub
Claimant Lawyers(s): Gary Menzer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Scott E. Rahn
Arbitrator(s): George Herman Frisch
Hearing Site: Los Angeles, CA
| | Expungement |
| 18-01533 | 04/23/2019 | Claimant(s): Eric Baho
Claimant Lawyers(s): Eric Baho
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa H. Shea
Arbitrator(s): Stephen D. Arkwright, Gerald W. Hepp, Timothy Guerriero
Hearing Site: Detroit, MI
| | Expungement |
| 18-02624 | 04/19/2019 | Claimant(s): John Davis
Claimant Lawyers(s): John H. Davis
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): James C. Hoover
Hearing Site: Birmingham, AL
| | $0 |
