| 19-00913 | 01/12/2021 | Claimant(s): Martin Gerstenbluth
Claimant Lawyers(s): James Thomas McCarthy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin B. Sinclair
Arbitrator(s): Paul Allan Massaro
Hearing Site: Jersey City, NJ
|  | $0 |
| 19-01048 | 12/31/2020 | Claimant(s): Dillon Pacholek
Claimant Lawyers(s): Cody L. Towns
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Sarah E. Moffett
Arbitrator(s): Karen Roberts Washington, Phyllis Sandra Hill, Alonso Buitron
Hearing Site: Dallas, TX
| | |
| 19-01707 | 12/10/2020 | Claimant(s): Karen Grant
Claimant Lawyers(s): Karen Grant
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): David Paul Clark, Lisa Blunk Johnson, Peter Matthew Clyne
Hearing Site: Washington, DC
| | $0 |
| 19-00513 | 11/13/2020 | Claimant(s): Donna Nicosia
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Aubrey Lees, Betty Chen, Ariel Aminov
Hearing Site: New York, NY
| | Settlement |
| 20-00223 | 11/04/2020 | Claimant(s): Robert Overall
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Stacey Schmidt
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
| | |
| 20-01727 | 11/04/2020 | Claimant(s): Christopher Simmons
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Leslie S. Blickenstaff
Arbitrator(s): Alden Sharp Adkins
Hearing Site: San Francisco, CA
| | |
| 20-01786 | 10/26/2020 | Claimant(s): Mark Dalrymple
Claimant Lawyers(s): Kyle M. Kulzer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin, Esq.
Arbitrator(s): Alain Frecon
Hearing Site: Minneapolis, MN
| | Settlement |
| 19-02160 | 10/06/2020 | Claimant(s): Donald Chiert
Claimant Lawyers(s): Christopher J. Albanese
Respondent(s): Fidelity Brokerage Services LLC, William Fleming
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | Settlement |
| 20-01268 | 09/09/2020 | Claimant(s): Ryan Hilliard
Claimant Lawyers(s): Ryan A. Hilliard
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Gayle B. Carlson
Hearing Site: Memphis, TN
| | $0 |
| 19-03449 | 06/25/2020 | Claimant(s): Richard R. Bauer Rev. Trust dtd 7/21/11
Claimant Lawyers(s): Debra Weiss
Respondent(s): Cole Gendreau, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Michael S. Matek
Hearing Site: Minneapolis, MN
| | $0 |
