Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03580 | 09/23/2021 | Claimant(s): Clifford Moon Claimant Lawyers(s): Kevin P. Krupnick Respondent(s): Yousuf Saljooki Respondent Lawyers(s): Yousuf Saljooki Arbitrator(s): James E. Bartels Hearing Site: Seattle, WA |  | $34,185 |
| 20-01332 | 09/17/2021 | Claimant(s): Chun Zhu Claimant Lawyers(s): Chun Mei (Ida) Zhu Respondent(s): Waddell & Reed Respondent Lawyers(s): Jeffrey D. Hanslick Arbitrator(s): Katherine Hendricks, William J. Bender, Craig Charles Beles Hearing Site: Seattle, WA | ||
| 20-03101 | 09/10/2021 | Claimant(s): Phil Scott Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Jane Ann McKenzie Hearing Site: Seattle, WA | ||
| 20-02728 | 09/08/2021 | Claimant(s): Robin Naylor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pacific West Securities. Respondent Lawyers(s): Philip A Pizelo Arbitrator(s): Craig Charles Beles Hearing Site: Seattle, WA | ||
| 20-02992 | 07/12/2021 | Claimant(s): Kirk Mandlin Claimant Lawyers(s): Chelsea Masters Respondent(s): Edward Jones Respondent Lawyers(s): Bentley P. Stansbury Arbitrator(s): David William Hickman Hearing Site: Seattle, WA | ||
| 20-04013 | 06/21/2021 | Claimant(s): Douglas Donnelly Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Craig Charles Beles Hearing Site: Seattle, WA | ||
| 20-02502 | 06/01/2021 | Claimant(s): Melissa Williams Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Craig Charles Beles Hearing Site: Seattle, WA | ||
| 21-00137 | 05/27/2021 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing, Claimant Lawyers(s): Shannon L. McDougald Respondent(s): Jeanette Stofleth Respondent Lawyers(s): Donna Mack Arbitrator(s): Robert M Stein Hearing Site: Seattle, WA | ||
| 18-03894 | 05/18/2021 | Claimant(s): Stephen Guzylak Claimant Lawyers(s): Robert J Girard Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie Taylor Arbitrator(s): Robert M Stein, Dean J. Dietrich, Jeffry Canin Hearing Site: Seattle, WA | ||
| 20-03420 | 05/12/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Jeffrey K. Compton Respondent(s): Jameson Shin Respondent Lawyers(s): Jameson Jee Won Shin Arbitrator(s): Joseph C. Roberts Hearing Site: Seattle, WA |