Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00980 | 03/31/2021 | Claimant(s): Wendy Buchanan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-02603 | 03/29/2021 | Claimant(s): Ganesh Iyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeff Palmer Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | ||
| 20-03073 | 03/25/2021 | Claimant(s): Robert Mabe Claimant Lawyers(s): Brian Luther Respondent(s): H. Beck. Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Daniel J. Pagnano Hearing Site: Houston, TX | ||
| 19-03357 | 03/25/2021 | Claimant(s): Terlink Claimant Lawyers(s): Michael J. Stanley Respondent(s): Pershing LLC Respondent Lawyers(s): Jeffrey J. Chapman Arbitrator(s): David C. Redford, Stephanie E. Simmons, Kevin Colby Hearing Site: Houston, TX |  | $0 |
| 20-01040 | 03/24/2021 | Claimant(s): Arturo Torres Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Usaa Investment Services Company Respondent Lawyers(s): Sarah Moffett Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-02202 | 03/24/2021 | Claimant(s): Scott Tiras Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-02938 | 03/23/2021 | Claimant(s): William Young Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-03114 | 03/22/2021 | Claimant(s): Darrell Pennington Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX | ||
| 20-02589 | 03/19/2021 | Claimant(s): Ritchy Scoggin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX | ||
| 19-02638 | 03/19/2021 | Claimant(s): Vivienne Werner Claimant Lawyers(s): Marium Siddiqui Respondent(s): Strategic Advisory Services LLC Respondent Lawyers(s): Martin S. Schexnayder Arbitrator(s): Daniel J. Pagnano, Marlene Montesinos, Tracie Jackson Hearing Site: Houston, TX | | $0 |