| 08-02448 | 09/23/2009 | Claimant(s): Ava Doppelt, Carl Napolitano, Herbert Allen, Michael Taylor, Richard Warther, Sandra Kemraj, Stephen Milbrath, 401k PSP & Trust for Employees
Claimant Lawyers(s): Neal J. Blaher
Respondent(s): Kimon Daifotis, Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Stan West, Irwin Baron, Mitchel Weiss
Hearing Site: Orlando, FL
|  | $0 |
| 08-02417 | 09/11/2009 | Claimant(s): Victor Chang, Victor Chang IRA
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Richard J. Stall, Robert B. Moran, Grace L. Heyne
Hearing Site: Los Angeles, CA
| | $88,470 |
| 08-02307 | 09/09/2009 | Claimant(s): Elsie Kelly, Raymond Kelly, Raymond O's Kelly & Elsie M. Ke U/A dtd, Raymond O's Kelly Rev Liv Trust U/A dtd
Claimant Lawyers(s): Thomas A. Hargett
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Paul H. Lamboley, Barry A. Mainardi, Darryl J. Horowitt
Hearing Site: Reno, NV
| | $100,080 |
| 09-01160 | 09/03/2009 | Claimant(s): Michael Schirk, Susan Van Gee
Claimant Lawyers(s): Samuel T. Brannan
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Daniel E. Gulden
Hearing Site: Atlanta, GA
| | $213 |
| 09-01081 | 09/01/2009 | Claimant(s): William Formon and Kimberly A. Formon
Claimant Lawyers(s): William Formon
Respondent(s): Charles Schwab, Evelyn Dilsaver, George Pereira, Charles Schwab & Co.., Randall Merk, Charles Schwab Investment Management, Schwab Investments., The Charles Schwab Corporation
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
| | $11,555 |
| 08-01325 | 08/28/2009 | Claimant(s): Olivia Herman
Claimant Lawyers(s): Frederick Herman
Respondent(s): Colleen Langs, Charles Schwab & Co.., Marcia Novick
Respondent Lawyers(s): Cameron Stout
Arbitrator(s): Carlos Richard Mangum, James N. D'Orso, Dean J. Dietrich
Hearing Site: San Francisco, CA
| | $0 |
| 08-04957 | 08/27/2009 | Claimant(s): Sally Geis
Claimant Lawyers(s): Jim Geis
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): John Fleming Kelly, Peter D. Bowes, Charles A. Newton
Hearing Site: Denver, CO
| | $100,225 |
| 08-02954 | 08/26/2009 | Claimant(s): Gwen Thompson, Keith Thompson, Gwen A. Thompson IRA Contributory, Keith R. Thomas IRA Contributory
Claimant Lawyers(s): Tod D. Geidl
Respondent(s): Craig Wessels, Charles Schwab & Co..
Respondent Lawyers(s): Kelly Moynihan
Arbitrator(s): Douglas Martin Crow, Kevin D. Swenson, Burton LaVon Beahm
Hearing Site: Boise, ID
| | $164,727 |
| 08-03311 | 08/21/2009 | Claimant(s): Doug Brown
Claimant Lawyers(s): Jan Graham
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Amy Seltzer, Merrill Dean Taylor, Patrick James Martin, J.D.
Hearing Site: Reno, NV
| | $1,425 |
| 09-00243 | 08/20/2009 | Claimant(s): Jimmy Mack Bilger and Jeanne K. Beilger
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
| | $12,441 |
