18-01757 | 10/10/2018 | Claimant(s): Edgardo Ferrer Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Laura T. Ruiz Rivera Arbitrator(s): Steven Gerard Goerke Hearing Site: San Juan, PR
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17-01346 | 09/10/2018 | Claimant(s): Solomon Family Trust Claimant Lawyers(s): Lars K. Soreide Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Steven Gerard Goerke, Will Murphy, Thomas Fred Meyer Hearing Site: Boca Raton, FL
| | Expungement |
16-01991 | 08/15/2018 | Claimant(s): Douglas Gordon, Patricia Gordon Claimant Lawyers(s): Joseph Fogel Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Steven Gerard Goerke, Will Murphy, Gary Mathew Singer Hearing Site: Boca Raton, FL
| | Expungement |
18-01455 | 08/14/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Travis R. Chapin Respondent(s): Jorge Sarria Respondent Lawyers(s): Jorge J. Sarria Arbitrator(s): Steven Gerard Goerke Hearing Site: Miami, FL
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16-02933 | 03/29/2018 | Claimant(s): Nicolette Billings, Estate of Rosemary Seheult Claimant Lawyers(s): Gregory A. Friedman Respondent(s): David Gray, Morgan Stanley, Citigroup Global Markets., Gregg Stupinski Respondent Lawyers(s): Adam Kauff Arbitrator(s): Steven Gerard Goerke, Elena G. Rodriguez, Barry David Thorpe Hearing Site: Miami, FL
| | $0 |
14-00259 | 10/12/2017 | Claimant(s): Charles Wallace Claimant Lawyers(s): Marguerite C. Snyder Respondent(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Steven Gerard Goerke, Jeffrey R. Roth, Michael S. Kozlow Hearing Site: Miami, FL
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16-00931 | 08/08/2017 | Claimant(s): Gregg A. Kiken Trust U/A DTD 11/21/2001, Linda G. Kiken Trust U/A DTD 11/21/2001 Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Wells Fargo Advisors, Russell Blum Respondent Lawyers(s): Patricia E. Cowart, Russell Blum Arbitrator(s): Steven Gerard Goerke, Sidney J. Wartel, Toby Bartosh Hearing Site: Boca Raton, FL
| | Expungement |
16-00499 | 05/09/2017 | Claimant(s): Terry Denisco Rev Tr Terry Denisco TTEE Claimant Lawyers(s): Adam T. Rabin Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Steven Gerard Goerke, Paul Weinberg, Jeffrey Scott Shapiro Hearing Site: Boca Raton, FL
| | Expungement |
15-02052 | 08/30/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Patricia E. Cowart Respondent(s): Jason Mamalis Respondent Lawyers(s): Jason Ryan Mamalis Arbitrator(s): Steven Gerard Goerke Hearing Site: Boca Raton, FL
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14-03376 | 08/09/2016 | Claimant(s): Central American Management, Ltd, Servicios Integrados en Pre-Neccesidad Claimant Lawyers(s): Jorge A. Mestre, Vincent Schmeltz Respondent(s): Vicente Ferrera Azarak, Global Investor Services, L.C. Respondent Lawyers(s): Sara Soto Arbitrator(s): Steven Gerard Goerke, Nancy J. Cliff, Theodore Roy Bayer Hearing Site: Miami, FL
| | Expungement |