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FINRA Awards for Eric Litow

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Displaying 11-20 out of 24 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0345008/09/2018Claimant(s): Thomas Brandt
Claimant Lawyers(s): Eric Litow
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Thomas J. Gmeinder
Hearing Site: Minneapolis, MN
17-0335708/03/2018Claimant(s): Scott Pinkerton
Claimant Lawyers(s): Eric Litow
Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
17-0336708/01/2018Claimant(s): Eric Harris
Claimant Lawyers(s): Eric Litow
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Eunice Jordan
Arbitrator(s): Richard R. Logsdon
Hearing Site: Tampa, FL
17-0304507/18/2018Claimant(s): Eric Harris
Claimant Lawyers(s): Eric Litow
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Eunice Jordon
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
17-0316907/17/2018Claimant(s): Richard Homuth
Claimant Lawyers(s): Eric Litow
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah Yates
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Kansas City, MO
17-0298807/12/2018Claimant(s): Kerry Stinman
Claimant Lawyers(s): Eric Litow
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Demien J. Betz
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Charlotte, NC
17-0286307/02/2018Claimant(s): Donald Hehir
Claimant Lawyers(s): Eric Litow
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
18-0023406/28/2018Claimant(s): John Foran
Claimant Lawyers(s): Eric Litow
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
17-0328806/13/2018Claimant(s): Eric Harris
Claimant Lawyers(s): Eric Litow
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Eunice Jordon
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
17-0250305/31/2018Claimant(s): Amanda Glanz
Claimant Lawyers(s): Eric Litow
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Catherine Stewart
Hearing Site: Newark, NJ

24 Results

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