Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01757 | 10/05/2020 | Claimant(s): Javier Hernan Fuxman, Marcela Fuxman Claimant Lawyers(s): Brian Levin Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Gloria O. North Hearing Site: Boca Raton, FL |  | $35,416 |
| 20-01149 | 09/28/2020 | Claimant(s): Alisa Jaffe Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | ||
| 20-00996 | 09/17/2020 | Claimant(s): Joshua Garrett Claimant Lawyers(s): Harris Freedman Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL | ||
| 19-01551 | 09/15/2020 | Claimant(s): Hilary L. Shane Revocable Trust Claimant Lawyers(s): Jo Ann Palchak Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Seth L. Finkel, Renaldy Jose Gutierrez, John B. Sochacki Hearing Site: Boca Raton, FL | | Settlement |
| 19-03718 | 09/03/2020 | Claimant(s): Gonzalo Castano Claimant Lawyers(s): Joelle A. Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): Seth L. Finkel Hearing Site: Boca Raton, FL | ||
| 20-00938 | 09/03/2020 | Claimant(s): Jeffrey Petrone Claimant Lawyers(s): Tosh Grebenik Respondent(s): MMC Securities LLC Respondent Lawyers(s): Francesca M. Lanpher Arbitrator(s): Christopher J. Klein Hearing Site: Boca Raton, FL | ||
| 19-03716 | 09/01/2020 | Claimant(s): Miguel Carrillo Claimant Lawyers(s): Joelle A. Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart Rebish Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL | ||
| 19-00968 | 08/14/2020 | Claimant(s): Claimant Lawyers(s): Respondent(s): Thomas Marino, R.M. Stark & Co.. Respondent Lawyers(s): Richard A. D'Amura, Thomas John Marino Arbitrator(s): Gary M. Landau Hearing Site: Boca Raton, FL | | $349,231 |
| 20-00888 | 08/11/2020 | Claimant(s): Theodore Ritota Claimant Lawyers(s): Theodore C. Ritota Respondent(s): James Viets, Micah Inman Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Carl Henry Perdue Hearing Site: Boca Raton, FL | | $0 |
| 19-03715 | 08/05/2020 | Claimant(s): Gonzalo Castano, Miguel Carrillo Claimant Lawyers(s): Joelle A. Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart Rebish Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL |