| 07-00798 | 02/13/2008 | Claimant(s): John Egri
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland
Respondent Lawyers(s): Lloyd S. Clareman, Matthew N. Thibaut
Arbitrator(s): Lawrence M. Green, Mark I. Scheinbaum, Will Murphy
Hearing Site: Boca Raton, FL
|  | $38,782 |
| 07-01794 | 02/12/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Jacob Perdie
Respondent Lawyers(s): Jacob Perdie
Arbitrator(s): Michael S. Hill
Hearing Site: Boca Raton, FL
| | |
| 05-06708 | 02/08/2008 | Claimant(s): William Strawbridge
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Alfred Osgood, Ferris, Baker Watts
Respondent Lawyers(s): Gilbert W. Boyce, Jennifer M. Blunt
Arbitrator(s): David P. Slater, Jay L. Valinsky, Dione E. Houchins
Hearing Site: Boca Raton, FL
| | $0 |
| 07-00710 | 01/31/2008 | Claimant(s): Cliff Naparsteck
Claimant Lawyers(s): Cliff Martin Naparsteck
Respondent(s): Ameriprise Financial Services., John Schoppe
Respondent Lawyers(s): Neils P. Murphy
Arbitrator(s): Arnold B. Galperin
Hearing Site: Boca Raton, FL
| | |
| 06-04356 | 01/30/2008 | Claimant(s): Donald Kent, Dwight Campbell, MCM Advisors Corp., et al
Claimant Lawyers(s): James D. Sallah
Respondent(s): Ernest McMullen
Respondent Lawyers(s): Andrew T. Lavin
Arbitrator(s): Lanny M. Leff, Mark A. Buckstein, Arnold Levine
Hearing Site: Boca Raton, FL
| | |
| 06-05049 | 01/29/2008 | Claimant(s): Stephan Rupp, Professional Investment Group
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Brian Herman, Jay Noiman, Sean Callahan, Viewtrade Securities,.
Respondent Lawyers(s): Eugene Michael Kennedy
Arbitrator(s): R. Christopher Laux, Lawrence S. Silver, Peter A. Portley
Hearing Site: Boca Raton, FL
| | $25,000 |
| 07-02263 | 01/23/2008 | Claimant(s): Lorraine Ecker and Warren Ecker
Claimant Lawyers(s): Lorraine Ecker
Respondent(s): Wachovia Securities
Respondent Lawyers(s): David J. Rice
Arbitrator(s): Stan West
Hearing Site: Boca Raton, FL
| | $163 |
| 07-00451 | 01/10/2008 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Peter Muer
Respondent Lawyers(s): Peter M. Muer
Arbitrator(s): Harvey Wayne
Hearing Site: Boca Raton, FL
| | |
| 07-01754 | 01/02/2008 | Claimant(s): Sterling Financial Investment Group
Claimant Lawyers(s): Joshua Bleil
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Sherryll Martens Dunaj
Arbitrator(s): Michael S. Hill, Coletta L. Dorado, Rosemary E. Desmond
Hearing Site: Boca Raton, FL
| | |
| 06-05283 | 12/26/2007 | Claimant(s): Lafise Valores Santo Domingo, S.A.
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Stanford Group Company
Respondent Lawyers(s): Ronald Shindler
Arbitrator(s): Allen J. Kaplan, Patricia J. Murphy, Dale W. Oliver
Hearing Site: Boca Raton, FL
| | $297,000 |
